Annex IV

We complete and file Annex IV reports for global fund managers that have funds registered for marketing in Europe.

What we do

We have extensive experience in preparing and filing Annex IV reports for EU and non-EU private equity, real estate, debt and infrastructure managers.

Under the Alternative Investment Fund Management Directive (AIFMD), non-EU managers using the National Private Placement Regime (NPPR) and EU or EEA managers, whose funds are domiciled within the EU, must file regular Annex IV reports on their fund to the regulator in jurisdictions to which they have marketed. These may be required on an annual, semi-annual or quarterly basis.

The two Annex IV report categories are:

  • AIFM reports: consolidated view of assets managed;
  • AIF reports: required for each fund detailing assets held, exposure to risk and investor profile.

We support funds in understanding the range of reporting mandates and how these apply to them. Each EU regulator has a different reporting format and process, and our teams ensure clients know what information is required to prepare and file reports to one or multiple EU jurisdictions.

The Annex IV filing service is run on a stand-alone or consolidated basis with administration, Host AIFM and/or depositary services provided from Luxembourg, the UK and Jersey.