Form PF
We prepare and file Form PF reports for SEC-registered investment advisers to private funds, reducing regulatory reporting burden and execution risk so teams can stay focused on investing and performance.
提供サービス
Leveraging over 10 years of regulatory reporting experience, we prepare and file Form PF reports on behalf of relevant fund managers to the SEC.
Under the Dodd-Frank reforms, SEC-registered investment advisers to private funds must file regulatory transparency reports at least annually. Filing frequency and complexity increase as assets under management grow. Form PF provides regulators with insight into exposures, leverage, liquidity and systemic risk.
Advisers must report at firm level and at fund level, covering relevant funds known to the SEC. The reporting requirements are likely to increase further at individual vehicle level rather than on a consolidated basis, significantly increasing scope and data manipulation requirements.
How we help
Team members
ご支援開始時のプロセス
継続的なサービス提供（対応範囲）
- キャピタルコール、分配、持分譲渡の対応
- LPレジスターおよび資本勘定の管理
- LPAに基づく独立したキャリー計算
- 該当する場合のサブスクリプションおよびリデンプション処理
- GPおよびガバナンス会議の支援
- ファンド条件および投資基準に沿った監督
- ファンドおよびSPVの費用処理
- ドローダウンおよび分配のトラッキング
- NAV、手数料、未払・未収計上および完全な会計記録
- 財務諸表の作成および監査対応の調整
- 必要に応じた資産・不動産レベルの情報連携
- 法定提出書類および継続的なAML対応
- コンプライアンス・オフィサーおよびMLRO支援
- FATCA／CRS報告およびその他各法域の要件対応
- 税務申告に必要な情報提供と税務サービスとの連携
- 該当する場合のVAT申告および関連する納税地でのレポーティング支援
Langham Hall を選ぶ理由
- Reduced operational burden on finance, operations and compliance teams
- Control-led delivery designed to stand up to regulator and investor scrutiny
- Senior oversight from specialists close to delivery
- Minimal client input required when combined with administration, where we often already hold much of the core data required for reporting
How we work
We support fund managers in understanding the regulatory requirements, determining filing frequency and complexity, collecting required information with minimal disruption to internal teams and meeting reporting deadlines. Outsourcing to an experienced team relieves internal pressure and provides confidence that reporting is completed in line with applicable requirements.
The Form PF service can be delivered on a stand-alone basis or alongside wider Langham Hall services.
Talk to us
If Form PF is in scope for your platform, we can discuss timelines, data requirements and the most efficient service model for your operating set-up.
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