Appointed Representative
We provide Appointed Representative services for investment advisers undertaking regulated activities in the UK, with oversight, compliance monitoring and reporting.
我们的服务内容
An Appointed Representative (AR) is a firm that can carry on regulated activities under the permissions of an FCA authorised principal. Relevant activities can include:
- Advising on investments
- Arranging deals in investments
- Making arrangements with a view to transactions in investments
We support firms that transact mainly in unlisted, infrequently traded assets and that work with professional clients. Our service provides an alternative to direct FCA authorisation, reducing time to market and the internal compliance burden. We apply proportionate oversight, monitoring and reporting so that firms can operate with confidence while focusing on commercial delivery.
This model is often used by:
- First-time advisers and fund sponsors
- Non-UK managers establishing a UK presence for fundraising or deal origination
- Spin-outs from larger regulated firms
How we help
Team members
我们如何与您展开合作
持续交付（我们的覆盖范围）
- 出资催缴、收益分配及权益转让
- 维护有限合伙人（LP）名册及资本账户
- 按有限合伙协议（LPA）进行独立收益分成（Carry）计算
- 在适用情况下协助处理认购与赎回
- 注册地址及公司秘书服务
- 普通合伙人（GP）及治理相关会议支持
- 依据基金条款及投资标准提供监督支持
- 基金及SPV相关费用处理
- 出资及分配跟踪
- 净资产值（NAV）、费用、应计项目及完整账务记录的日常维护
- 财务报表编制及审计协调
- 在适用情况下，协调资产及物业层面的信息收集与整合
- 法定申报及持续的反洗钱（AML）合规支持
- 支持履行合规官及反洗钱报告官（MLRO）相关职责（如适用）
- FATCA申报及其他司法管辖区要求的合规支持
- 提供税务申报所需信息
- 增值税（VAT）申报及相关本地报告（如适用）
为什么选择 Langham Hall
- Speed to market with a clear governance framework
- Experienced regulatory specialists stay close to delivery of services
- Proportionate oversight, monitoring and reporting aligned to your activities
- Ability to integrate AR with broader operational support where relevant
How we work
We scope the regulated activities, agree the oversight framework and reporting cadence, then provide ongoing monitoring and compliance support. Where a firm is building towards direct authorisation, we can support an orderly transition plan. Where managers are transitioning from another Principal, we coordinate closely with them and the FCA to ensure no break in coverage.
Talk to us
If you are considering undertaking UK regulated activity, we can discuss scope, timelines and whether an AR model is appropriate for your operating set-up.
Join our newsletter
By subscribing you agree with our Privacy Policy